WebMar 16, 2024 · C. In conjunction with the requirements set forth in CFTC Regulations 1.10, 1.12, 1.17, and 1.18, clearing members must comply with the following requirements: 2. … Webin instruments described in CFTC Regulation 1.25 shall include those instruments in segregated account records and reports at values not exceeding current market values. …
17 CFR § 1.10 - Financial reports of futures commission merchants …
WebThe CFTC holds wrongdoers accountable by investigating and prosecuting violations of the CEA and Commission regulations. Federal Register Documents The CFTC publishes in … WebJan 31, 2024 · “The CFTC needs to engage in a dialogue with market participants to understand effectively how to modernize our regulation,” she said. Read more: Who's Who in the FTX Inner Circle 0.94% difference between a vector and bitmap
Rules NFA
WebNov 17, 2024 · The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program ( Automated Survey Processing ENvironment). State Regulations. These regulations, combined with the findings, print as the State Form, which is given to the facility. Last Update -- November 17, 2024 Web(1) Closing property to public. The head of the facility, or designee, shall establish visiting hours for the convenience of the public and shall establish specific hours for the transaction of business with the public. The property shall be closed to the public during other than the hours so established. Web(a) Each Member shall maintain adequate books and records necessary and appropriate to conduct its business including, without limitation, the records required to be kept under CFTC Regulations 1.18, 1.32 through 1.37, and 1.71 for the period required under CFTC Regulation 1.31. (b) Each FCM Member and Forex Dealer Member must: forget about it cuh gif